Vol. 8 - Sub- Brokers/ Franchisees Discontinued via Circular dated August 07, 2010 on Authorised Person
Vol. 9 - Investors’ Grievances and Notice Board
02-Apr-09
Vol. 10 - Requirement of Compliance Officer and MCCP
09-Apr-09
Vol. 11 - Requirement of Intimation to Exchange Regarding Certain Changes
16-Apr-09
Vol. 12 - Portfolio Management/Advisory Services Not Allowed
06-Feb-12
Vol. 13 - Unique Client Code (UCC)
01-Feb-12
Vol. 14 - Annual Compliance Report and Annual Returns
07-May-09
Vol. 15 - Approved User for TWS
14-May-09
Vol. 16 - Collection of Margin from Clients
24-July-09
Vol. 16.1 - Collection of Margin from Clients
06-Feb-12
Vol. 17 - Anti Money Laundering
13-Aug-10
Vol. 18 - Inactive Clients Account
10-Nov-10
Vol. 19 - Appointment of Authorised Person
04-Feb-11
Vol. 20 - Pre-Funded Instruments
31-Jan-12
Note:
Members may please note that the Exchange
issues various circulars and amends Bye-laws,
Business Rules and Rules from time to time,
keeping in view the requirements at various
points in time as well as instructions received
from FMC. The above series is a compilation
of various informal clarifications sent to
members representing its position on various
queries of the members on such circulars,
Byelaws, Rules and Business Rules. Though
every effort is made to make compilation accurate,
Members are, requested to kindly refer to
relevant circulars, Byelaws, Rules and Business
Rules and amendments thereto subsequent to
the issue of such informal clarifications,
while referring to the above series.
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